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Fraud and Red Tape: Risks to the Potential of Securities Crowdfunding

Monday, April 08, 2013
Venue Name: 
Hyatt Regency Washington on Capitol Hill
400 New Jersey Ave NW
Washington  District Of Columbia  20001
United States

Our second annual crowdfunding conference in Washington, DC. Featuring keynote speaker US Senator Mark Warner (D-Virginia). Please RSVP on Eventbrite.

Panel One: Defining the Threat

  • Sherwood Neiss, Principal of Crowdfund Capital Advisors
  • Joan MacLeod Heminway, W.P. Toms Distinguished Professor of Law at The University of Tennessee College of Law
  • Rick Fleming, Deputy General Counsel at North American Securities Administrators Association (NASAA)
  • David Blass, Chief Counsel, Division of Trading and Markets at the Securities and Exchange Commission (SEC)
  • Professor Mercer Bullard, Jessie D. Puckett, Jr. Lecturer and Associate Professor at the University of Mississippi Law School, and founder of Fund Democracy

Panel Two: Response without Overreach

  • Vince Molinari, CEO, Gate Technologies
  • Paul Atkins, Former SEC Commissioner, Chief Executive at Patomak Global Partners, Visiting Scholar at American Enterprise Institute
  • Robert Colby, Chief Legal Officer, Financial Industry Regulatory Authority (FINRA)
  • Daniel Gorfine, Milken Institute, Director, Financial Markets Policy and Legal Counsel
  • Anthony Randazzo, Director of Economic Research at the Reason Foundation

View the live stream here!