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Latest Blog Posts
Regulation CF annual filing season starts off batting .200
As of Friday night, when the SEC’s EDGAR system went to bed, there had been 61 filings of Form C-AR made (with the rest…
Compliance with Reg CF: When failure becomes fraud
As previously identified in a CrowdCheck investor alert here, a significant number of companies that have raised funds…
Investor Alert 2: Has your company provided you with updates?
All companies that accept investments under Reg CF need to provide an annual update to their investors, to be filed on…
Investor Alert 1: Is your company in good standing?
We are doing a new series on Investor Alerts, focusing on what investors should pay particular attention to when…
The metaphysics of the second step
No, not a novel by Gabriel Garcia Marquez, but some musings on an aspect of the more complicated aspects of securities…
Sara Hanks joins the National Real Estate Forum Podcast
CrowdCheck CEO Sara Hanks spoke with Adam Gower of the NREForum Crowd Fund Project Podcast to talk compliance with…
ICO bounty programs
We keep saying that ICOs have not changed the securities laws and there’s no real magic to how to apply existing…
Compliance with Reg CF: Don’t forget your state notice filings
While Section 4(a)(6) of the Securities Act and Reg CF preempt state regulation of offerings under Reg CF, states are…
When it comes to securities law, “pre-sales” of ICOs are still sales
Following the release of the “Simple Agreement for Future Tokens” or “SAFT” documentation by Protocol Labs and Cooley…
ICOs and liquidity for founders in secondary trading?
Here's another issue addressed in our ever-expanding memo on the securities laws raised by ICOs. Some founders and…
ICOs and Section 12(g): Yes, our securities laws are harshing the beauty of the blockchain
(This is the first of what will be a series of blogs addressing ICO offerings made in compliance with securities laws.…
Compliance with Reg CF: Is your accountant “independent”?
Every company offering securities to investors under Regulation Crowdfunding (“Reg CF”) is required to provide…
The Reg A Conference, hosted by DealFlow
June 12, 2018 to June 12, 2018
at TKP New York Conference Center
NIRI Annual Conference
June 10, 2018 to June 13, 2018
at Wynn Las Vegas
View all Events
View all Blog Posts