Anyone who knows me knows my link with the SEC’s Regulation S. While folks sometimes refer to it as an exemption from…
This came up no less than three times last week, so I figured it was worth a blog post.
Subsidiaries can raise funds…
Since the increase in the maximum offering amount to $5 million a couple of years ago, we’ve seen more interest in Reg…
We keep hearing this question. To be honest, it’s not clear why a crowdfunding issuer would want to have to deal with…
This is a question we often get from companies as they are trying to organize their cap table, or provide information…
Companies often wonder, does it make sense to do a Reg CF offering rather than a Reg A offering? Keep in mind that…
We are often asked by companies, “why can’t I do [fill in the blank]? I see this other company doing it.” Our response…
Hi everyone; a reminder that we are just over a month away from the deadline to file Form C-AR by May 1.*
We wanted to…
That picture probably isn’t an emoji, because emojis aren’t detailed enough for a message of that size. But they do…
We’ve been having a lot of “why can’t we do what they are doing?” conversations recently. Potential issuers have asked…
A regulation crowdfund, it seems,
Is a way for small firms to raise some green,
Without need for a broker, or lots…
When it comes to Regulation A and Regulation CF, the SEC puts a lot of focus on the financial statements being provided…