It’s 1-SA filing season again for Regulation A filers, and time to make some observations about the consequences of not…
So May 2 marked the due date for most companies in the crowdfunding world to file their annual reports on Form 1-K or C…
One of the great benefits to issuers under the SEC’s rules for offerings under Tier 2 of Regulation A, effectively…
When do companies need to tell investors about criminal proceedings that allege their officers and directors have…
If you work with us, you will hear it many times that we strongly advise against financial projections … as they can…
The Theranos jury’s fraud convictions of Elizabeth Holmes, former CEO and founder of the now defunct Theranos, Inc.,…
Well, I thought I’d better blog something before people think we’ve vanished. We’ve just been too busy. But recently…
The SEC today decided to make a statement against companies considering using Regulation CF for fraudulent offerings,…
Startup investors all hope for a great “exit.” Most startups, of course, will never get to that point, but for the…
Reg A and Reg CF have been around for a few years now and we are finding that some of our clients, especially those…
A while back, one of our favorite start-up clients called me and asked me to speak to a potential investor. Paul Efron…
The amendments to Reg CF, Reg A, and other rules relating to capital formation utilizing exempt offerings have finally…