Fairmont Miramar Hotel & Bungalows
101 Wilshire Boulevard
Santa Monica, CA 90401
CrowdCheck CEO Sara Hanks will be speaking November 9th on the 10:15 am panel "Small Firms Assisting Small Businesses Raising Capital: A Discussion of Regulation A+, Regulation D and Direct Offerings"
FINRA’s Small Firm Conference focuses on practices and tips for complying with FINRA rules—from the unique perspective of small firms. Attend this year’s conference to learn new approaches and stay on top of small firm topics including, outsourcing and vendor management, compliance and supervision under the DOL rule, tips for screening and on-boarding personnel and more.