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Fraud and Red Tape: Risks to the Potential of Securities Crowdfunding

Monday, April 08, 2013
Venue Name: 
Hyatt Regency Washington on Capitol Hill
400 New Jersey Ave NW
Washington, DC 20001

Our second annual crowdfunding conference in Washington, DC. Featuring keynote speaker US Senator Mark Warner (D-Virginia). Please RSVP on Eventbrite.

Panel One: Defining the Threat

  • Sherwood Neiss, Principal of Crowdfund Capital Advisors
  • Joan MacLeod Heminway, W.P. Toms Distinguished Professor of Law at The University of Tennessee College of Law
  • Rick Fleming, Deputy General Counsel at North American Securities Administrators Association (NASAA)
  • David Blass, Chief Counsel, Division of Trading and Markets at the Securities and Exchange Commission (SEC)
  • Professor Mercer Bullard, Jessie D. Puckett, Jr. Lecturer and Associate Professor at the University of Mississippi Law School, and founder of Fund Democracy

Panel Two: Response without Overreach

  • Vince Molinari, CEO, Gate Technologies
  • Paul Atkins, Former SEC Commissioner, Chief Executive at Patomak Global Partners, Visiting Scholar at American Enterprise Institute
  • Robert Colby, Chief Legal Officer, Financial Industry Regulatory Authority (FINRA)
  • Daniel Gorfine, Milken Institute, Director, Financial Markets Policy and Legal Counsel
  • Anthony Randazzo, Director of Economic Research at the Reason Foundation

View the live stream here!